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BTCC / Hashtag / iiroc investment industry regulatory organization of canada
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What is the investment industry regulatory organization of Canada (IIROC)?

The organization has a mandate to protect investors and is granted various powers toward that end. The Investment Industry Regulatory Organization of Canada (IIROC) is a self-regulatory organization and is the equivalent of the Financial Industry Regulatory Authority (FINRA) in the United States.

When was IIROC formed?

IIROC was formed on June 1, 2008, through the merger of the Investment Dealers Association of Canada (IDA) and Market Regulation Services Inc. (RS). The Bond Dealers Section of the Toronto Board of Trade was formed in 1916 as a trade organization to coordinate financing of Canada's war effort.

What is the investment industry regulatory organization of Canada?

The Investment Industry Regulatory Organization of Canada is the pan‑Canadian self‑regulatory organization that oversees all investment dealers and trading activity on Canada’s debt and equity marketplaces.

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